Investors

Strategic Partners and How We Get Paid.

As an independent broker-dealer, a Cadaret Grant Advisor can build strategic portfolios based on the specific needs of each individual client. We do not offer any proprietary products, so financial professionals are not pressured to sell specific funds or a family of funds. The wide array of investment vehicles available means they can choose to work with products best suited to meet your needs.

Over time, Cadaret Grant has developed strong relationships with many of the top fund families in the financial services industry. First and foremost, we review the fund’s management team. When deciding which investment companies to partner with, we want to align with those that have a proven record of successfully managing investor money.

We view the experience and expertise of the portfolio management team as an important success factor. Other critical items that are monitored are long-term track record, shareholder fees and expenses, breadth of products offered within the fund family, wholesaler support for Cadaret Grant Advisors, strategic marketing contacts to provide support at all levels, investor communication and resources, analyst contacts, frequent updates of information, and accurate disclosure information.

All of these items provide insight into how the portfolio managers will perform in the future, rather than strictly considering the past. This support ultimately allows Cadaret Grant Advisors to stay informed about the products they are offering, which enables financial professionals to make the best possible recommendations to their clients based on their current situations.

Cadaret Grant receives additional financial support from key Strategic Partners. Please view our Disclosures page.

Although relationships tend to evolve over time, Cadaret Grant’s list of strategic mutual fund partners has remained almost unchanged since it was first developed. This consistency shows the care involved when choosing whom we partner with and the importance of long-term relationships. These fund families understand Cadaret Grant’s investing philosophy as much as we understand theirs.

Strategic Partners

As an independent broker-dealer, a Cadaret Grant Advisor can build strategic portfolios based on the specific needs of each individual client. We do not offer any proprietary products, so financial professionals are not pressured to sell specific funds or a family of funds. The wide array of investment vehicles available means they can choose to work with products best suited to meet your needs.

Relationships

Get the service and support you need to run your business your way. Financial professionals often partner with Cadaret Grant as an independent broker-dealer because they are drawn to the cornerstones of Cadaret Grant’s culture – integrity, knowledge, experience, and teamwork. 

Investing Wisely

Let’s reach your financial goals together. When you choose to work with a financial professional, you have something in common with millions of people who have turned to a professional for help in managing their money — a financial goal. Whether it’s saving for a child’s education, building a new house, or planning for retirement, you have a vision of where you want to be.

The Value of Financial Advice

Work with a financial professional who’s invested in your success. The Internet offers an abundance of investment information and advice, appealing to both novice and pro investors. While some investors are comfortable with their own ability to sift through mountains of information, pick and choose shortcuts, and make the right choice at every turn., the majority still choose to work with a financial professional.

Understanding Investments

Get to know the basics of investing. Your financial professional will work closely with you to understand your investment objectives. The following is a brief description of commonly used terms to describe different investment objectives.

Investor Bill of Rights

Service, support and your pursuit of happiness. Cadaret Grant believes that the needs of the investor always take precedence, including the right to high-quality products and services. To that end, we have developed a list of investor rights.

Doug Ketterer

Chief Executive Officer and Founding Partner

The vision and influence to advance an industry. Doug is passionate about the value of personal advice. He believes that customized solutions created by one advisor, working with one client, aren’t just the core of wealth management—but the key to its future. A well-known Wall Street thought leader with over 30 years in the industry, Doug is a sought-after source of ideas that elevate the advisor-client experience. With insight gained as a long-time Morgan Stanley executive, and a clear-eyed commitment to the principles he preaches, Doug is in the right place to lead Atria, its subsidiaries—and the advisors they serve—to a better future.