Investor Bill of Rights

Service, support and your pursuit of happiness.


Our responsibilities as your advisor


Cadaret, Grant believes that the needs of the investor always take precedence, including the right to high-quality products and services. To that end, we have developed the following list of investor rights:



Your responsibilities as an investor.


Cadaret, Grant believes that investors are responsible for following these basic principles:


Investors choosing automated channels for their trading needs independent of their financial advisor (Internet or telephone) are fully responsible for their own investment choices.

Investors should carefully consider the validity and reliability of investment information obtained from all sources, especially unsolicited information obtained over the Internet.