Relationships

Get the service and support you need to run your business your way.

 

Financial advisors often partner with Cadaret, Grant as an independent broker/dealer because they are drawn to the cornerstones of Cadaret, Grant’s culture – integrity, knowledge, experience, and teamwork. This level of support and commitment appeals to advisors who are dedicated to helping their clients plan their financial futures, and want the best broker/dealer available for independent advisors.

 

One of the largest truly independent broker/dealers in the country, Cadaret, Grant strives to meet the business requirements of both advisors and investors through exemplary service, first-rate technology and software, and support systems that ensure successful outcomes.

 

Cadaret, Grant clears stock, bond, and some mutual fund transactions through Pershing, an affiliate of The Bank of New York. Pershing is responsible for approximately 10% of the total daily volume on the New York Stock Exchange (NYSE) and provides unlimited account protection.

 

Securities held in custody by Pershing for your account are protected up to the total amount held in the account. Of this total, Securities Investor Protection Corporation (SIPC) provides $500,000 of coverage, including $100,000 claims for cash. The remaining coverage, on securities only, is provided by Pershing through a commercial insurer.*

 

*The account protection applies when an SIPC member firm fails financially and is unable to meet obligations to securities clients, but it does not protect against losses from the rise and fall in market value of investments.