Get the service and support you need to run your business your way.

Financial professionals often partner with Cadaret Grant as an independent broker-dealer because they are drawn to the cornerstones of Cadaret Grant’s culture – integrity, knowledge, experience, and teamwork. This level of support and commitment appeals to financial professionals who are dedicated to helping their clients plan their financial futures, and want the best broker-dealer available for independent financial professionals.

One of the largest truly independent broker-dealers in the country, Cadaret Grant strives to meet the business requirements of both financial professional and investors through exemplary service, first-rate technology and software, and support systems that ensure successful outcomes.

Cadaret Grant clears stock, bond, and some mutual fund transactions through Pershing, an affiliate of The Bank of New York. Pershing is responsible for approximately 10% of the total daily volume on the New York Stock Exchange (NYSE) and provides unlimited account protection.

Securities held in custody by Pershing for your account are protected up to the total amount held in the account. Of this total, Securities Investor Protection Corporation (SIPC) provides $500,000 of coverage, including $100,000 claims for cash. The remaining coverage, on securities only, is provided by Pershing through a commercial insurer.*

*The account protection applies when an SIPC member firm fails financially and is unable to meet obligations to securities clients, but it does not protect against losses from the rise and fall in market value of investments

Doug Ketterer

Chief Executive Officer and Founding Partner

The vision and influence to advance an industry. Doug is passionate about the value of personal advice. He believes that customized solutions created by one advisor, working with one client, aren’t just the core of wealth management—but the key to its future. A well-known Wall Street thought leader with over 30 years in the industry, Doug is a sought-after source of ideas that elevate the advisor-client experience. With insight gained as a long-time Morgan Stanley executive, and a clear-eyed commitment to the principles he preaches, Doug is in the right place to lead Atria, its subsidiaries—and the advisors they serve—to a better future.