Learn About Us

Discover broker-dealer support that builds your business.

Built by wealth management veterans to elevate the independent advisor category, Cadaret Grant has been shaping the industry for over 30 years. Twice receiving Investor Advisor Magazine’s Broker-Dealer of the Year Award, the experience at their Syracuse office and their many branches around the country has been defined by a winning combination of leading-edge technology and person-to-person service. Acquired by Atria in 2018, they continue to champion the independent approach today. Our founders hold fast to the belief that financial professionals have the right to do what’s best for their clients, without the burden of fees, hidden expenses, and cumbersome red tape. We don’t have voice mail so that a financial professional will always have a human voice on the other end of the line.

At Cadaret Grant, our focus is you. We attract those who are interested in a broker-dealer that operates with honesty, integrity, and class. We are dedicated to the financial professionals and staff who make us who we are.

Management Team

To best serve your clients, you need strong, dependable service from your broker-dealer. With nearly a century of combined experience, Cadaret Grant’s management team offers the strength, knowledge, and sensitivity of industry veterans.

Our History

Cadaret Grant is on a foundation of independence. We are a home for financial professionals who want to affiliate with one of the top independent broker-dealers in the industry. Founded in 1985, Cadaret Grant services around 750 financial professionals in branch offices nationwide. 

Fast Facts

A quick overview of the essential facts about Cadaret Grant.

Benefits of Independence

Discover the freedom to run your business your way. We hear about it all the time — financial professionals being pressured to sell certain products, do business a specific way, treat some clients differently than others. No one should have to work like that.

In Their Words

Our people’s thoughts on Independent Thinking “Working with Cadaret Grant is like working with family. I can’t imagine being anywhere else.” – Frank D., Lancaster, Pennsylvania 

Doug Ketterer

Chief Executive Officer and Founding Partner

The vision and influence to advance an industry. Doug is passionate about the value of personal advice. He believes that customized solutions created by one advisor, working with one client, aren’t just the core of wealth management—but the key to its future. A well-known Wall Street thought leader with over 30 years in the industry, Doug is a sought-after source of ideas that elevate the advisor-client experience. With insight gained as a long-time Morgan Stanley executive, and a clear-eyed commitment to the principles he preaches, Doug is in the right place to lead Atria, its subsidiaries—and the advisors they serve—to a better future.