Is the thought of transitioning to a new broker-dealer holding you back? Are you worried about the legal hurdles? The paperwork? The disruption to your practice and clients?
At Cadaret Grant, we’ve been guiding financial professionals through the transition process for more than 30 years. In that time, we’ve gained valuable insights into the science and the art of transition. The result is a strategy that’s customized to your needs.
We’ll help you structure the broker-dealer relationship that’s right for you. Choose the best technology for your needs. Inform your clients and gather the necessary documentation. And we’ll assign a transition team that will be with you every step of the way.
What you’ll find is that changing broker-dealers is easier than you think. More important, you’ll see that it’s a business-building opportunity — the perfect chance to reconnect with your clients, offer new services and products, and gather additional assets.
So if you’re ready to change broker-dealers, we’re ready to help. Contact us or call Cadaret Grant Recruiting at 877-721-6398 for a confidential discussion.
Cadaret Grant & Co., Inc. (“Cadaret Grant”) is a registered broker-dealer (Member FINRA/SIPC) and SEC Registered Investment Advisor. Atria Wealth Solutions, Inc. (“Atria”) is not a registered broker-dealer or Registered Investment Advisor and does not provide investment advice. Cadaret Grant is a subsidiary of Atria.
The vision and influence to advance an industry.
Doug is passionate about the value of personal advice. He believes that customized solutions created by one advisor, working with one client, aren’t just the core of wealth management—but the key to its future. A well-known Wall Street thought leader with over 30 years in the industry, Doug is a sought-after source of ideas that elevate the advisor-client experience. With insight gained as a long-time Morgan Stanley executive, and a clear-eyed commitment to the principles he preaches, Doug is in the right place to lead Atria, its subsidiaries—and the advisors they serve—to a better future.