Management Team

To best serve your clients, you need strong, dependable service from your broker-dealer. With centuries of combined experience, Cadaret Grant’s management team offers the strength, knowledge and sensitivity of industry veterans.

Douglas J. Ketterer
President and Chief Executive Officer
Michael Arnold
Executive Director | Trading
Gary Cappon
Vice President | Head of Sales for Fixed Annuity and Insurance Solutions
Donna Farrell
Assistant Vice President | Registration
Rob Guldner
Rob Guldner
Chief Compliance Officer | Head of Compliance, Independent Channel
Kara Haggins
Vice President | Marketing
Jennifer Hayes
Executive Director | Operations
Richard Hayes
Vice President | Head of Data Solutions
Christopher Monk
Vice President | Head of Sales for Variable Annuity, Structured Product and Liability Solutions
Oksana Savich
Vice President | Advisory Services
Andy Szymanowski
Vice President | Head of IT Infrastructure
Donald Taylor, CPA
Managing Director | Chief Financial Officer
Trisha Tymkiw
Executive Director | Financial Planning & Analysis

Doug Ketterer

Chief Executive Officer and Founding Partner

The vision and influence to advance an industry. Doug is passionate about the value of personal advice. He believes that customized solutions created by one advisor, working with one client, aren’t just the core of wealth management—but the key to its future. A well-known Wall Street thought leader with over 30 years in the industry, Doug is a sought-after source of ideas that elevate the advisor-client experience. With insight gained as a long-time Morgan Stanley executive, and a clear-eyed commitment to the principles he preaches, Doug is in the right place to lead Atria, its subsidiaries—and the advisors they serve—to a better future.