Fast Facts

A quick overview of the essential facts about Cadaret Grant.

  • Founded

    1985

  • Registered Representatives

    750

  • Executive office locations (operations and administration)

    Syracuse, New York

  • Branch locations

    475 offices in 27 states

  • Ownership

    Owned, controlled and managed by Atria Wealth Solutions

  • Founders

    Arthur F. Grant, Mac E. Cadaret

  • Clearing Firm

    BNY Pershing, LLC

  • Revenues

    Over $163 million in 2018

  • Affiliations

    Financial Planning Association (FPA), Financial Services Institute (FSI), NAVA, Securities Industry and Financial Markets Association (SIFMA)

  • Member

    Financial Industry Regulatory Authority (FINRA), Securities Investor Protection Corporation (SIPC)

  • Sister Companies

    Capital Strategy Group, Ltd., Cadaret Grant Agency, CUSO Financial Services, LP, Sorrento Pacific Financial, LLC, NEXT Financial Group, Western International Securities, Inc.

Doug Ketterer

Chief Executive Officer and Founding Partner

The vision and influence to advance an industry. Doug is passionate about the value of personal advice. He believes that customized solutions created by one advisor, working with one client, aren’t just the core of wealth management—but the key to its future. A well-known Wall Street thought leader with over 30 years in the industry, Doug is a sought-after source of ideas that elevate the advisor-client experience. With insight gained as a long-time Morgan Stanley executive, and a clear-eyed commitment to the principles he preaches, Doug is in the right place to lead Atria, its subsidiaries—and the advisors they serve—to a better future.