800.288.8601

Options

Click here to view the Options Clearing Corporation’s Characteristics and Risks of Standardized Options disclosure documentation.

 

The following is a list of supplements (organized by year and month of publication), to the Options Clearing Corporation’s options disclosure documentation.

 

1997        December

 

2000        May

 

2004        January

 

2007        April

 

2007        May

 

2007        June

 

2008        June

 

2009        December

 

2010        May

 

2011        January

 

2011        March

 

2012        January

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©2007-2020 Cadaret Grant & Co., Inc. All Rights Reserved.  |  Privacy  |  Disclosures  |   Form CRS  |  FINRA BrokerCheck   |  Notice of Collection of Personal Information

Cadaret Grant & Co., Inc. (“Cadaret Grant”) is a registered broker-dealer (Member FINRA/SIPC) and SEC Registered Investment Advisor. Atria Wealth Solutions, Inc. (“Atria”) is not a registered broker-dealer or Registered Investment Advisor and does not provide investment advice. Cadaret Grant is a subsidiary of Atria.

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Doug Ketterer

Chief Executive Officer and Founding Partner

The vision and influence to advance an industry. Doug is passionate about the value of personal advice. He believes that customized solutions created by one advisor, working with one client, aren’t just the core of wealth management—but the key to its future. A well-known Wall Street thought leader with over 30 years in the industry, Doug is a sought-after source of ideas that elevate the advisor-client experience. With insight gained as a long-time Morgan Stanley executive, and a clear-eyed commitment to the principles he preaches, Doug is in the right place to lead Atria, its subsidiaries—and the advisors they serve—to a better future.