Business Continuity Plan

Cadaret, Grant maintains a business continuity plan, including alternate processing facilities, to address disruptions in our normal course of business. These plans are reviewed annually and updated as necessary.

 

The plans outline the actions Cadaret, Grant will take in the event of a building, city-wide, or regional incident, including relocating technology and operational personnel to pre-assigned regional facilities. Our operational facilities are equipped to resume business immediately in the event of a significant business interruption.

 

In the event of a significant business interruption, information will be posted on Cadaret, Grant’s Web site (www.cadaretgrant.com), providing investors and financial advisors with alternate methods to contact us and conduct business.