Available Openings

Cadaret Grant has openings available for qualified applicants in our Syracuse, New York office. We are an equal opportunity employer.

Available Openings at Cadaret Grant & Co., Inc. 

 

Compliance Manager, Compliance, Cadaret Grant, Syracuse, NY
The compliance manager will supervise specific operations within the Compliance Department including advertising, analytics, reporting, and administration. This will entail analysis and regulatory reporting, reviewing and detecting anomalies, oversight of the review and approval of advertisements submitted by advisors, and supervision of the general administrative responsibilities within the entire department. The Compliance Manager will also be relied upon as we implement new technologies, procedures and best practice procedures. This position will report directly to our Chief Compliance Officer and will work with management to ensure compliance with the rules and regulations of the firm and the securities industry. A bachelor’s degree in business, finance or related field, 5 years of relevant industry experience, and FINRA Series 7 and 24 securities licenses are required.

To submit your resume for this position apply here.


 

Home Office Registered Principal, Compliance, Cadaret Grant, Syracuse, NY
This position will be responsible for compliance oversight and supervisory responsibilities for branch offices and their representatives. This includes ensuring industry compliance standards are being met by the firm, providing training and assistance relative to Cadaret, Grant‘s compliance policies and procedures, and reviewing securities transactions for suitability and compliance. A bachelor’s degree in business, finance or related field, 5 years of relevant industry experience, and FINRA Series 7 and 24 securities licenses are required.

To submit your resume for this position apply here.


 

Technical Operations Manager, Information Technology, Cadaret Grant, Syracuse, NY
The technical operations manager will be responsible for working with existing infrastructure, staff, and consultants. In addition to overseeing the implementation, maintenance, and operations of the physical and virtual infrastructure needed to run the organization’s proprietary platform, dataVISION. 5+ years of related experience developing and operation production technical infrastructures,  strong management, leadership and technical operations skills, and experience with VMWare, Linux and Chef are required.

To submit your resume for this position apply here.


 

Transition Team Specialist, Operations, Cadaret Grant, Syracuse, NY
The transition specialist is responsible for the transition of new representatives to Cadaret Grant. This includes working closely with our Recruitment team, assisting with the presentation of services to potential representatives, overseeing the transition of the new representatives and their customers to Cadaret Grant, and providing support to the registered representative and branch office during the transition period. This role will also be tasked with developing a strong understanding of processes within Cadaret Grant, developing relationships with points of contact in other departments and have a strong understanding of all the necessary materials, forms, and paperwork that is required to ensure a smooth transition of business. A bachelor’s degree in business, finance or related field plus experience in the financial services industry is required in addition to exceptional customer service skills, strong oral and written communication skills, and the ability to demonstrate accuracy and efficiency.

To submit your resume for this position apply here.



Resume On File, 
Cadaret Grant, Syracuse, NY
We are always looking for qualified candidates with industry experience to join our team! If one of our current openings does not match your next career path, we invite you to submit your resume for consideration for future career opportunities.

To submit your resume for this position apply here.

Available Openings at CUSO Financial Services, L.P.
and Sorrento Pacific Financial, LLC

For applicants seeking home office positions, see our latest openings at our headquarters in San Diego, California by  clicking here.

Available Openings at Financial Institutions

For financial advisors, program managers, and sales assistants, see our latest openings at credit unions and banks throughout the U.S. by  clicking here.