Rob brings over 25 years of financial services industry experience. He joined Atria Wealth Solutions in April 2021. Prior to joining Atria, he was the Chief Compliance Officer for Investment Advisory at Advisor Group. Rob has been supporting independent registered reps and investment advisors for more than 20 years in various functions ranging from sales, marketing, operations, due diligence, technology, and platform development.
Rob holds numerous securities licenses and certifications. He has attained a Bachelor’s degree in Finance from Marist College, is an Investment Advisory Certified Compliance Professional (IAACP), as well as a Certified Regulatory and Compliance Professional (CRCP) from the FINRA Institute at Georgetown University. Rob is also an active member of the Financial Services Institute (FSI) serving and chairing councils for compliance and investment advisory services.