In 1978, Donna began working in the registrations department of Independent Financial Planners Corporation, owned by Bankers National Life. In 1988, Cadaret Grant purchased the securities arm of BNL, and the two companies merged. Donna now manages Cadaret Grant’s registrations from the company’s Mount Arlington, New Jersey, office.
Donna is responsible for registrations and renewal of broker-dealer and representative registrations through FINRA and various state regulators. She assists new financial professionals in joining the firm and registers branch offices. Donna also coordinates the enrollment and renewal of error and omissions insurance and notifies representatives of their FINRA regulatory continuing education requirements. Donna holds a Series 6 license.